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Pages:
Categories:
- Angel Investors
- Capital Raising in Canada – General
- Derivatives
- Equity Crowdfunding
- Exempt Market Dealers
- Foreign Issuers
- Initial Public Offering
- Offering Memorandum Exemption
- Other
- Personal
- Portfolio Managers
- Prospectus Exemptions in Canada – National Instrument 45-106
- Public offerings
- Registration – National Instrument 31-103
- Registration and Compliance
- Toronto Stock Exchange
- Uncategorized
- Underwriting Agreements
Authors:
- Brian Koscak (63)
Monthly:
- November 2014
- October 2014
- September 2014
- July 2014
- June 2014
- May 2014
- April 2014
- March 2014
- February 2014
- January 2014
- December 2013
- November 2013
- October 2013
Recent Posts:
- Derivatives Transaction Reporting Starts in Canada – Are you Ready?
- Crowdfunding for Beginners – New Book
- Exempt Market Dealers and Prospectus Offerings – Canadian Securities Administrators Back Away from Proposed Changes
- How Much Money Can a Company Keep When Crowdfunding?
- Ontario Securities Commission Announces Pre-Registration Reviews of Exempt Market Dealer Applicants – It’s Going to Get Tougher to Get Registered!
- The $150,000 Minimum Investment Exemption in Canada – Proposed Changes
- Offering Memorandum Exemption in Canada – Word Cloud
- Brian Koscak Interviews PCMA Executive Director, Geoff Ritchie
- PCMA Comment Letter to Proposed CSA Changes to Accredited Investor and Minimum Amount Exemptions
- The Clock Is Ticking: Canada’s Anti-Spam Law Coming Into Force In Less Than A Month
- British Columbia Securities Commission 2014 Annual Compliance Report Card
- Remarks by Howard Wetston Chair, Ontario Securities Commission Private Capital Markets Association Annual Conference June 2, 2014
- Crowdfunding Experts Interview with Brian Koscak, Co-Chair ECFA Canada
- Infographic – 13 Key Statistics on the Offering Memorandum Exemption in Alberta
- Maybe You Can’t Crowdfund! Only Certain Types of Issuers Can Do Equity Crowdfunding in Canada
- Securities Dispute Resolution – Sample Client Disclosure Letter for Exempt Market Dealers and Others
- Dispute Resolution and Mediation Requirements Effective for Registered Securities Dealers and Advisors in Canada –14 Things You Should Know!
- 13 Key Statistics about the Use of the Offering Memorandum Exemption in Alberta
- Part II – Offering Memorandum Exemption Finally Proposed in Ontario! Other Regulators Also Mulling Changes
- Part I – Offering Memorandum Exemption Finally Proposed in Ontario! Other Regulators Also Mulling Changes
- The Private Capital Markets Get ‘Crowded’ in Canada – Recent Developments in Equity Crowdfunding
- Private markets outpacing public markets – Opportunities for Professional Advisors
- Proposed Experience Requirement for Chief Compliance Officers of Exempt Market Dealers – PCMA Canada’s Comment Letter
- Exempt Market Dealers and Prospectus Offerings in Canada – PCMA Canada’s Comment Letter
- Finders and Referral Agents Beware! Proposed Changes for Unregistered Individuals in Canada
- Misrepresentations in a Private Placement Offering Memoranda in Canada
- Launch of “Equity Crowdfunding Alliance of Canada”
- “It’s about time!” Ontario Bill to Regulate Financial Advisors
- Part II – Canadian Securities Regulators Propose New ‘Asset Backed Commercial Paper’ Exemption
- Part I – Canadian Securities Regulators Propose New ‘Commercial Paper’ Exemption
- January 2014 Equity Crowdfunding Conference in Canada – Free Webinar
- Proposed Changes on Who Can Sell Commercial Paper in Canada
- Proposed Short-Term Debt Exemption in Canada – A Chart Simplifying the Credit Rating Requirement
- Changes Proposed for Exempt Offerings of Short-Term Debt and Securitized Products in Canada
- New CSA Guidance for Exempt Market Dealers on Updating ‘Know-Your-Client’ Information
- Proposed Listing Representation Relief in Offering Documents for Foreign Issuers Doing Private Placements into Canada
- Changing Your Mind: Part I – Two Day Cancellation Rights under the Offering Memorandum Exemption
- When Do Start-Ups Have to Register as a Dealer in Canada – Proposed Amendments to NI 31-103
- The Underwriting Trilogy – Part I – What is a “Best Efforts” Underwriting?
- OBSI – Mandatory ADR for All Canadian Securities Registrants – Coming May 1, 2014
- Canada’s New Anti-Spam Law – Top 10 Things You Need to Know!
- Raising the Bar for CCOs of Securities Registrants in Canada – Proposed Amendments to NI 31-103
- The Offering Memorandum Exemption in a Nutshell
- Ontario Offering Memorandum is NOT the Same as the Offering Memorandum Exemption
- OSC Announces 2014 Outreach Programs
- OSC Provides Update on Capital Raising Initiatives
- Is Your Dealer or Advisor Registered with a Canadian Securities Regulator? Better Check!
- Videos by Canadian Securities Regulators on Capital Raising in Canada
- A ‘Second Set of Eyes’ -Voluntary Pre-Filing Review of Offering Memoranda by Canadian Securities Regulators
- “… and we are going to list our securities on the TSX…” – Listing Representations and Offering Memoranda – Canadian Issuers
- Movember is now over – Thank you for your support!
- Equity Crowdfunding = Selling Securities on the Internet
- Angels Should NOT Sit on the Sidelines in Equity Crowdfunding
- WARNING! OSC to Engage in “Mystery Shopping” – Dealers and Advisors Beware!
- TSX Releases Guidance on Pricing of Pre-IPO Options
- British Columbia Says OM Exemption = Equity Crowdfunding
- Global Review of Equity Crowdfunding Regimes in 29 Countries
- Hot Off the Presses – Link to FINRA’s Proposed “Funding Portal Rules”
- Hot Off the Presses – Link to the U.S. Securities and Exchange Commission’s Proposed “Regulation Crowdfunding”
- Why is Saskatchewan Seriously Considering Equity Crowdfunding?
- Ontario’s Proposed Capital Raising Exemptions – Panel Discussion
- OSC Dialogue 2013 – Capital Formation in Canada: Issue or Opportunity – Listen to Audio
- Saskatchewan Getting Ready to Legalize Equity Crowdfunding