By Brian Koscak and Alixe Cormick Preparing an offering memorandum (an OM) is no easy task. An issuer does not want to miss a form disclosure requirement or make a misrepresentation in its OM when raising capital under section 2.9 of National Instrument 45-106 – Prospectus and Registration Exemptions (commonly referred to as the OM […]
A ‘Second Set of Eyes’ -Voluntary Pre-Filing Review of Offering Memoranda by Canadian Securities Regulators
Filed Under: Offering Memorandum Exemption Tagged With: Brian Koscak, offering memorandu, offering memorandum exemption, Om
“… and we are going to list our securities on the TSX…” – Listing Representations and Offering Memoranda – Canadian Issuers
By Alixe Cormick and Brian Koscak Securities laws in Canada prohibit making a written or oral representation that a security will be listed on a stock exchange or quoted on a quotation and trade reporting system (an Exchange) or that an application has been or will be made to list the security, unless an issuer meets […]
Filed Under: Capital Raising in Canada - General, Offering Memorandum Exemption, Toronto Stock Exchange Tagged With: Brian Koscak, listing representation, tsx