Canadian Corporate & Securities Lawyer
De-Mystifying Minimum, Maximum, ‘Keep it All’ and ‘All or Nothing’ Offerings By Brian Koscak and Alixe Cormick Securities regulators and those active in the financial industry seem to have their own secret language. Sometimes it can be difficult for companies and investors to understand what it all means. In this article, we are going to […]
On June 2, 2014, the Private Capital Markets Association of Canada (the PCMA) held its 2014 Annual Conference at the Board of Trade in Toronto, Ontario. There were over 320 attendees at a sold out event. As Chairman of the PCMA, I had the distinct honour and pleasure of introducing our keynote speaker, The Honourable Howard […]
Not every type of issuer can raise capital under the existing and proposed Equity Crowdfunding exemptions in Canada. This article discusses the availability of certain proposed and existing Equity Crowdfunding exemptions in Canada for issuers looking to raise capital and the published rationale by certain participating Canadian Securities Administrators (CSA) where such exemptions are proposed […]
Andrea Seidt, the President of North American Securities Administrators Association (NASAA), gave the keynote speech on April 1, 2014 at the Securities Industry and Financial Markets Association (SIFMA) Conference in Florida. One of the themes highlighted in her speech was the increasing number of private offerings that are sold to investors without any registered intermediary involvement […]
